CUSIP Information and Conversion Fee Schedule
Series A – Prospect Capital Convertible Preferred Stock
Conversion Fee Schedule
*CUSIP # | Original CUSIP Issued | Issue Date | 9% | 8% | 7% | 6% | 5% | 0% |
---|---|---|---|---|---|---|---|---|
74349X573 | 4/4/2024 | 4/4/2025 | 4/4/2026 | 4/4/2027 | 4/4/2028 | 4/4/2029 | 4/4/2030 | |
74349X656 | 3/21/2024 | 3/21/2025 | 3/21/2026 | 3/21/2027 | 3/21/2028 | 3/21/2029 | 3/21/2030 | |
74349X698 | 3/7/2024 | 3/7/2025 | 3/7/2026 | 3/7/2027 | 3/7/2028 | 3/7/2029 | 3/7/2030 | |
74349X748 | 2/22/2024 | 2/22/2025 | 2/22/2026 | 2/22/2027 | 2/22/2028 | 2/22/2029 | 2/22/2030 | |
74349X821 | 2/15/2024 | 2/15/2025 | 2/15/2026 | 2/15/2027 | 2/15/2028 | 2/15/2029 | 2/15/2030 | |
74290T854 | 1/18/2024 | 1/18/2025 | 1/18/2026 | 1/18/2027 | 1/18/2028 | 1/18/2029 | 1/18/2030 | |
Series M – Prospect Capital Convertible Preferred Stock
Conversion Fee Schedule
*CUSIP # | Original CUSIP Issued | Issue Date | 3 Month Dividend Recapture | 0% |
---|---|---|---|---|
74349X565 | 4/4/2024 | 4/4//2025 | 4/4/2026 | |
74349X649 | 3/21/2024 | 3/21/2025 | 3/21/2026 | |
74349X680 | 3/7/2024 | 3/7/2025 | 3/7/2026 | |
74349X755 | 2/22/2024 | 2/22/2025 | 2/22/2026 | |
74349X730 | 2/15/2024 | 2/15/2025 | 2/15/2026 | |
74349X847 | 1/18/2024 | 1/18/2025 | 1/18/2026 | |
*In order to streamline the operations of the offering relating to maintaining multiple CUSIP numbers, the Issuer has consolidated the CUSIPs issued during a six month period into a single CUSIP number. Please see the section titled, “Issuance Date Consolidation”, on page S-9 of the Prospectus for Additional Information